StoneCastle Investment Management Inc. adheres to a strict code of ethics and conduct. Employees and employee's spouses are encouraged to invest alongside our clients in the funds. This avoids any conflict of interest issues and ensures that our employees' attention is focused on our Funds.
Our Funds are independently valued daily or monthly (depending on the fund) and independently audited annually thereby eliminating any conflict of interest.
StoneCastle Investment Management Inc. has adopted the Code of Ethics and Standards of Professional Conduct of the CFA Institute - the CFA program is the most widely known and respected investment credential in the world. For more information, please visit www.cfainstitute.org.