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Guiding Principals

The four principles that guide the operation of StoneCastle Investment Management Inc. include:

  • 1) Superior Risk Adjusted Returns
  • 2) Alignment of Interests
    • All investment professionals at StoneCastle Investment Management Inc. have a substantial portion of their equity portfolio invested in the Funds
  • 3) Flexible Investment Mandates
    • This enables the Portfolio Manager to take advantage of their unique skill set
  • 4) Pay for Performance
    • The Portfolio Manager is directly compensated for generating returns for investors

Stonecastle believes in giving back to our community.


Stonecastle adheres to a strict code of ethics and conduct.

Our code of ethics

Monthly Fund Commentary